Role boundaries
Intermediaries connect clients and insurers—but must not overpromise acceptance, guarantee returns, or hide material facts. Education and regulated selling stay separate.
Conduct checklist (study)
Self-test: status and authority clear? Needs and risk tolerance understood? Conflicts and key limits fairly disclosed? Records keepable and auditable? Confirm code details in current official texts.
Study tips
- Treat suitability as process evidence, not a slogan